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Situational Discretion of Governor – Indian Polity Notes

Situational Discretion of the Governor refers to the hidden discretion derived from the exigencies of a prevailing political situation. The Constitution makes it clear that if there is any doubt about whether a matter is within the governor's discretion or not, the governor's decision is final, and the validity of anything he does cannot be called into question on the basis that he ought or ought not to have acted in his discretion.

Situational Discretion

What is Situational Discretion of a Governor?

The governor can use situational discretion in the following cases:

  • Appointment of a chief minister when no party has a clear majority in the state legislative assembly or when the current chief minister dies unexpectedly and there is no obvious successor.
  • Dismissal of the council of ministers when it is unable to demonstrate the confidence of the state legislative assembly.
  • Dismissal of state legislative assembly when the council of ministers loses their majority.

Furthermore, the governor is charged with specific duties that must be carried out in accordance with the President's directives. In this regard, the governor, while required to consult the council of ministers led by the chief minister, acts at his discretion. These are:

  • Maharashtra – Formation of separate development boards for Vidarbha and Marathwada.
  • Gujarat – Formation of separate development boards for Saurashtra and Kutch.
  • Nagaland–In terms of law and order in the state, as long as the internal conflict in the Naga Hills-Tuensang Area persists.
  • Assam–With regards to tribal area administration.
  • Manipur–In relation to the administration of the state's hill areas.
  • Sikkim–For peace and the social and economic advancement of all sections of the population.
  • Arunachal Pradesh–In terms of the state slaw and order.
  • Karnataka - Creation of a separate development board for the Hyderabad-Karnataka region.
Constitutional Provisions

Constitutional Provisions

  • Article 163 provides that the Governor acts with the assistance and advice of the cabinet.
  • As per Article 163(1) of the Constitution, "there shall be a council of Ministers, with the Chief Minister at its head, to aid and advise the Governor in the exercise of his functions, except insofar as he is required by or under this constitution to exercise his functions or any of them in his discretion."
  • Article 174 states that the Governor has the authority to summon "the House or each House of the Legislature of the State to meet at such time and place as he thinks fit."
Relevant Examples

Relevant Examples of Situational Discretion

  1. Dharma Vira, the governor of West Bengal, dismissed the Council of Ministers led by Ajoy Mukerjee on the grounds that only the Ministry with the majority in the Legislature had the right to continue. Ajoy Mukherjee had lost the majority and was unwilling to demonstrate it in the Assembly.
  2. Kalyan Singh's ministry was dismissed on February 21, 1998, when 25 of his LokTantrik Congress and Janata Dal (Raja Ram) supporters who had previously defected from Congress and Janata Dal to enable him to form government withdrew their support.
  3. Similarly, the Governor of Punjab set a new precedent by dissolving the State Assembly on the advice of the Chief Minister, Parkash Singh Badal, who had lost his party's majority in the State Vidhan Sabha due to defections.
    • The Governor acted at his discretion and did not consult the Centre at all, as had previously been the case with Governors.
    • The Governor's action was strongly opposed by leaders of the ruling party at the Centre, but members of the opposition applauded it.
Criticism

Situational Discretion – Criticism

  • There are numerous examples of the Governor's position being abused, usually at the request of the Centre's ruling party. The process of appointment has generally been the root of the problem.
  • Governments have appointed politicians and former bureaucrats who identify with a specific political ideology as Governors in several cases.
    • This violates the constitutionally mandated neutral seat and appears to have resulted in bias.
  • The Governor of Rajasthan was recently charged with violating the model code of conduct. His support for the ruling party goes against the spirit of non-partisanship that is expected of those who hold constitutional positions.
  • As a result of such incidents, negative terms such as "agent of the Centre," "Puppet," and "rubber stamps" are used to describe the state governor.
  • The governor's discretionary powers to invite the leader of the largest party/alliance to form the government after an election have frequently been abused to favour a particular political party.
Conclusion

Conclusion

  • For the smooth operation of a democratic government, it is important for the governor to act judiciously, impartially, and efficiently while exercising his discretion and personal judgement.
  • It is suggested that the Governors' exercise of 'discretionary powers' be 'guided by healthy and democratic conventions.'
  • The role of the governor is critical to the functioning of constitutional democracy. He must avoid aligning himself with any political ideology.
  • To ensure a free and fair election in a democracy, the virtue of impartiality must be withheld.

FAQs

Question. What is the situational discretion of the Governor in India?

Answer: The situational discretion of the Governor refers to the special powers exercised by the Governor in certain situations as per the Indian Constitution. These discretionary powers are not explicitly mentioned in the Constitution but are implied based on the Governor’s role in ensuring the smooth functioning of the state government. Situational discretion is often invoked during political crises, such as when there is no clear majority in the Legislative Assembly, or in cases where the government loses confidence, and the Governor has to take decisions without the aid or advice of the Council of Ministers.

Question. In which situations can the Governor exercise discretionary powers?

Answer: The Governor can exercise his discretionary powers in the following situations:

  • Formation of Government: If no party or coalition has a clear majority after elections, the Governor can use discretion to invite the party or alliance with the greatest support to form the government.
  • Dismissal of the Chief Minister: If the Chief Minister loses the confidence of the legislative assembly, the Governor may dismiss the CM and the cabinet.
  • Reservation of Bills: The Governor can reserve a bill for the President’s assent, especially in cases where the bill may conflict with national policy or laws.
  • Failure of Constitutional Machinery: Under Article 356, the Governor may recommend the imposition of President’s Rule in a state if the constitutional machinery fails.
  • Special Instructions from the President: The Governor may also act according to special instructions given by the President in certain matters, especially in Union Territories or special states.

Question. What is the role of the Governor in the formation of a government?

Answer: The Governor plays a crucial role in the formation of a government, especially in situations where there is no clear majority in the state legislative assembly. In such cases, the Governor has the discretionary power to decide which party or coalition is most likely to command a majority. The Governor may invite the leader of the largest party or coalition to form the government and prove their majority within a specified time. If the government fails to prove its majority, the Governor can dissolve the assembly and call for fresh elections.

Question. What is the significance of the Governor’s discretion in the context of the President’s Rule?

Answer: The Governor plays a pivotal role in recommending the imposition of President’s Rule under Article 356 of the Indian Constitution. If the Governor believes that the state government is unable to function according to constitutional provisions, they may recommend to the President that the state be brought under President’s Rule, thereby dissolving the state government and suspending the state legislature. This discretionary power of the Governor is often invoked in times of political instability or when the state government is unable to maintain law and order or is non-functional.

Question. How does the Governor’s discretion affect the relationship between the state and central governments?

Answer: The Governor’s discretion can sometimes lead to conflicts between the state government and the central government, especially when the Governor is appointed by the central government and acts according to its instructions. For instance, in cases where the central government advises the Governor to dismiss a state government or dissolve the state legislature, the Governor’s decision can be seen as an extension of central influence, potentially undermining the autonomy of the state government. However, the discretionary powers of the Governor are meant to ensure that the state administration functions in accordance with the Constitution, while maintaining the balance between state and central powers.

MCQs

  1. In which situation can the Governor exercise his discretionary power to invite a party to form the government?

A) When the ruling party has a clear majority

B) When there is a hung assembly

C) When the Chief Minister resigns

D) When the Governor is dissatisfied with the government’s policies

Answer: (B) See the Explanation

In cases where there is a hung assembly and no party or coalition has a clear majority, the Governor exercises discretion to invite the party with the largest support to form the government.

  1. Which article of the Indian Constitution gives the Governor the power to recommend President’s Rule in a state?

A) Article 356

B) Article 200

C) Article 356A

D) Article 124

Answer: (A) See the Explanation

Article 356 of the Indian Constitution allows the Governor to recommend the imposition of President’s Rule if the constitutional machinery in a state fails.

  1. What is the role of the Governor in reserving a bill for the President’s assent?

A) To reject the bill outright

B) To reserve the bill if it contradicts national policy

C) To pass the bill directly to the President

D) To ensure the bill is passed by the state legislature

Answer: (B) See the Explanation

The Governor has the discretionary power to reserve a bill for the President’s assent, especially if the bill conflicts with national policies or laws.

  1. Under what condition can the Governor dismiss a Chief Minister?

A) If the Chief Minister loses majority support in the Legislative Assembly

B) If the Chief Minister fails to attend a meeting

C) If the Chief Minister is involved in corruption

D) If the central government asks the Governor to do so

Answer: (A) See the Explanation

The Governor has the discretion to dismiss a Chief Minister if they lose majority support in the state Legislative Assembly, leading to the collapse of the state government.

  1. Which of the following is an example of the Governor exercising his discretionary powers in the context of state governance?

A) Appointing ministers without a majority

B) Declaring emergency in the state

C) Recommending President’s Rule in the state

D) Introducing bills in the state legislature

Answer: (C) See the Explanation

The Governor has the discretion to recommend President’s Rule if they believe the state government cannot function according to the provisions of the Constitution.

GS Mains Questions and Model Answers

Q1: Discuss the role and significance of the Governor’s situational discretion in maintaining constitutional governance in India.

Answer: The Governor’s situational discretion is critical in ensuring that constitutional governance is maintained in the states of India. The Governor acts as the Constitution’s representative in the state and has the discretion to take decisions when there is uncertainty or instability in the functioning of the state government. For instance, the Governor’s role in deciding which party should form the government in a hung assembly ensures that the will of the people is respected and the state government functions smoothly. Similarly, the recommendation for President’s Rule under Article 356 is a significant discretionary power that the Governor uses when the state government fails to comply with constitutional norms. These discretionary powers act as checks on the power of the state government and help preserve the integrity of the federal structure.

Q2: Analyze the relationship between the Governor’s discretionary powers and the autonomy of state governments in India.

Answer: The discretionary powers of the Governor are essential for the smooth functioning of the state government, but they can sometimes be a source of tension regarding state autonomy. The Governor is appointed by the President and, in certain situations, is expected to act on the advice of the central government. For instance, the Governor’s discretion in recommending President’s Rule or dissolving the state legislature can sometimes be seen as an extension of central control, undermining the autonomy of the state government. However, the discretionary powers are meant to ensure that the state government operates within the bounds of the Constitution. The Indian federal system thus requires a delicate balance between central intervention through the Governor’s discretion and the autonomy of the state governments to govern without undue interference.

Q3: Examine the impact of the Governor’s discretionary powers on the federal balance in India.

Answer: The Governor’s discretionary powers have a significant impact on the federal balance in India. While the Indian Constitution establishes a federal system, the Governor, as the representative of the President, has powers that can override state governments in certain situations. For example, the Governor’s discretion in recommending President’s Rule under Article 356 or dissolving the state legislature can disrupt the autonomy of state governments. These powers often lead to tensions between the Union government and state governments, particularly when the central government is controlled by a party different from the state government. The exercise of discretionary powers is thus a crucial issue in maintaining a balance between the central authority and the independent functioning of states, which is essential for the smooth functioning of India’s federal structure.

Previous Year Questions on  Situational Discretion of Governor

1. UPSC 2020

Question: Discuss the discretionary powers of the Governor in India and analyze their role in the Indian political system.

Answer: This question required an in-depth discussion on the discretionary powers of the Governor, including their role in forming state governments, recommending President’s Rule, and reserving bills for the President’s assent, as well as their impact on federalism and the balance of power between the central and state governments.

2. UPSC 2019

Question: Analyze the significance of the Governor’s role in maintaining the constitutional machinery in the states.

Answer: This question required a critical analysis of the Governor’s role in ensuring constitutional governance in the states, particularly during times of political crises or instability, and the Governor’s powers in maintaining law and order, recommending President’s Rule, and ensuring compliance with the Constitution.

*The article might have information for the previous academic years, please refer the official website of the exam.
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