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Electoral System - Indian Polity Notes

An electoral system, often known as a voting system, is a set of laws that govern how elections and referendums are held and decided. Different countries use different electoral systems to conduct elections to decide the members elected for the legislature. India uses two types of electoral systems. One is the “First Past the Post ''(FPTP) electoral system and another is the “Proportional Representation with means of Single Transferable Vote” system otherwise called the “List System”.

In this article let us understand what is an electoral system, what are the different types of electoral systems and which system is used in India.

UPSC CSE IAS
electoral system

What is an electoral system?

An electoral system is defined as "The manner in which votes are turned into seats”.

Any electoral system must include three fundamental elements:

  • Constituency Size: The number of legislators elected in a single electoral constituency.
  • Electoral formula: the method by which a seat's winner is determined; and
  • Ballot structure: It dictates whether a voter votes for a candidate or a political party, as well as whether the voter makes a single option or a series of preferences.
Types

Types of electoral systems

  • Plurality/Majority System: Plurality/majority systems are founded on the idea that the candidate or party receiving the highest number of votes (i.e., more than any other) or a certain number of votes (i.e., 50% plus one—an absolute majority) is declared the winner.
  • Single-member districts (e.g., FPTP, alternative vote, or the two-round system) or multi-member districts may be used in such a system.

Proportional Representation

  • The electoral system family of proportional representation (PR) is founded on the premise of converting a party's or group's overall votes into a corresponding proportion of seats in an elected body.
  • A party that receives 30% of the vote, for example, will receive around 30% of the seats. Multi-member districts are required in all PR systems.
  • List PR and single transferable vote are the two main types of PR systems.

Mixed System

  • In a hybrid system, voters' preferences are used to elect representatives using two different systems: PR and plurality/majority.
  • Parallel systems and mixed-member proportional systems are the two types of mixed systems.
Electoral Systems Practiced in India

Electoral Systems Practiced in India

First Past The Post (FPTP) System

  • This is used in the majority of the elections held across India such as electing members of the State Assembly, Lok Sabha and Panchayats.
  • One voter can cast only one vote for any contesting candidate or choose None Of The Above(NOTA).
  • Here, whichever candidate secures the highest number of votes wins.

Proportional Representation with means of Single Transferable Vote

  • This system is used in electing the President, Vice President, Members of the Rajya Sabha, and Members of the State Legislative Council.
    • Here it can be a single as well as multi-member constituency and the winner is deciding on a formula. Only if the candidate secures that minimum number of votes he is declared a winner.
    • The formula to determine the number of votes required to win in this type of election is :
    • Single Transferable Vote

Illustration:

  • Consider the case of a state that is holding a Rajya Sabha election for three seats. Let there be only two political parties to participate in the legislative assembly. There are 100 seats in Party A and 40 seats in Party B. For the three Rajya Sabha seats, each party can field three candidates.
  • A candidate must receive the required number of votes to win a Rajya Sabha seat. The above formula is used to calculate that number (quota).
  • If each MLA vote has a value of 1, a candidate needs (140/4)+1 votes, or 36 votes, to win.
  • Members do not vote for each seat individually. If it had been the case, only the representatives of the ruling party would have survived. Rather, members rank each candidate in order of preference (as 1, 2, 3, 4, 5, and 6).
  • A candidate is elected if 36 or more members vote for him as their first choice.
  • So, if members give the first choice to a candidate, Party B (the opposition party) with 40 seats can elect one member.
  • On the other hand, the ruling party (Party A) can elect two members (72 votes from their 100 members).
Conclusion

Conclusion

The Indian election system has received widespread praise. The method in which India's elections were organized has been praised. The system, however, is not without flaws. Despite the Election Commission's attempts to ensure a free and fair election, various flaws in our electoral system have been identified such as usage of unaccounted corruption money, criminalization of politics, caste-based politics, and misuse of the government machinery.

FAQs

FAQs

Question: What is the electoral system used in India for Lok Sabha elections?

Answer: India employs a first-past-the-post (FPTP) electoral system for Lok Sabha elections. In this system, the candidate who secures the highest number of votes in a constituency is declared the winner. This method is straightforward and allows for a clear outcome; however, it may not accurately reflect the overall distribution of votes across all parties, potentially leading to a significant number of 'wasted' votes and disproportionate representation in the legislature.

Question: How are the members of the Rajya Sabha elected?

Answer: Members of the Rajya Sabha, the upper house of Parliament, are not directly elected by the public. Instead, they are elected by the elected members of the State Legislative Assemblies using a single transferable vote system, which is a form of proportional representation. Additionally, the President of India can appoint 12 members to the Rajya Sabha from among persons having special knowledge or practical experience in specific fields such as literature, science, art, and social service.

Question: What is the significance of the Election Commission of India?

Answer: The Election Commission of India (ECI) is a constitutional authority responsible for administering and overseeing free and fair elections in India. Its significance lies in its powers to:

  • Conduct Elections: Organize and manage elections for the Lok Sabha, Rajya Sabha, and State Legislative Assemblies.
  • Monitor Political Parties: Ensure adherence to the electoral laws by political parties and candidates, including campaign financing and election expenses.
  • Voter Education: Promote awareness and educate citizens about the electoral process, encouraging greater participation in elections.
  • Dispute Resolution: Address electoral disputes and complaints, ensuring the integrity of the electoral process.
The ECI plays a crucial role in strengthening democracy by ensuring that elections are conducted in a free, fair, and impartial manner.

Question: What is the role of a political party in the electoral system of India?

Answer: Political parties play a vital role in India's electoral system by:

  • Representation: They provide a platform for candidates to contest elections, representing the views and interests of specific segments of society.
  • Policy Formulation: Parties formulate policies and manifestos that guide their campaign strategies and articulate their vision for governance.
  • Mobilization: They mobilize voters, encouraging participation in the electoral process and informing them about candidates and issues.
  • Accountability: After elections, political parties are accountable to their constituents, influencing governance and policy decisions.
Through these roles, political parties are essential to the functioning of democracy in India.

Question: How does the electoral system in India ensure representation of diverse groups?

Answer: The electoral system in India promotes the representation of diverse groups through:

  • Reservation of Seats: Special provisions are made for Scheduled Castes (SCs), Scheduled Tribes (STs), and other backward classes, ensuring their representation in legislative bodies.
  • Multi-Party System: The first-past-the-post system allows multiple political parties to contest elections, representing various ideologies and interests, which helps in voicing the concerns of different societal groups.
  • Proportional Representation in Rajya Sabha: The Rajya Sabha's election process enables a more proportional representation of various states and interest groups, allowing for broader representation at the national level.
These mechanisms help in maintaining a diverse and inclusive political landscape in India.

MCQs

1. What electoral system is used for Lok Sabha elections in India?

A) Proportional representation
B) Single transferable vote
C) First-past-the-post
D) Ranked voting

Answer: (C) See the Explanation

Explanation: The electoral system used for Lok Sabha elections in India is the first-past-the-post system, where the candidate with the most votes wins in each constituency.

2. How are members of the Rajya Sabha selected?

A) Directly elected by the public
B) Appointed by the President
C) Elected by State Legislative Assemblies
D) Nominated by political parties

Answer: (C) See the Explanation

Explanation: Members of the Rajya Sabha are elected by the elected members of State Legislative Assemblies through a single transferable vote system.

3. What is the primary function of the Election Commission of India?

A) Conduct market research
B) Oversee election financing
C) Manage the electoral process
D) Promote political parties

Answer: (C) See the Explanation

Explanation: The primary function of the Election Commission of India is to manage and oversee the electoral process to ensure free and fair elections.

4. Which of the following roles do political parties play in the electoral system?

A) They do not influence elections
B) They formulate policies and mobilize voters
C) They are only concerned with governance
D) They do not represent any interests

Answer: (B) See the Explanation

Explanation: Political parties play a critical role in formulating policies and mobilizing voters, making them essential to the electoral system.

5. How does the electoral system in India enhance representation for marginalized groups?

A) By ignoring their needs
B) By providing reservation of seats and ensuring diverse party representation
C) By limiting their participation
D) By focusing only on majoritarian views

Answer: (B) See the Explanation

Explanation: The electoral system enhances representation for marginalized groups through reservations and allowing diverse political parties to voice their concerns.

GS Mains Questions and Model Answers

Q1: Analyze the effectiveness of the first-past-the-post electoral system in ensuring representative democracy in India.

Answer: The first-past-the-post (FPTP) electoral system in India has both strengths and weaknesses in ensuring representative democracy. On one hand, it provides a straightforward voting process, allows for quick election results, and can create a stable government by facilitating majority formations. However, it also has significant drawbacks, such as the potential for disproportionate representation, where a party can win a majority of seats without a corresponding majority of votes. This system can marginalize smaller parties and independent candidates, leading to a lack of diverse representation. Additionally, FPTP may encourage tactical voting, where voters may choose candidates not based on preference but on the likelihood of winning. These factors highlight the need for reforms to enhance representativeness and inclusiveness in the electoral process.

Q2: Discuss the role of the Election Commission of India in maintaining electoral integrity.

Answer: The Election Commission of India (ECI) plays a pivotal role in maintaining electoral integrity through its constitutional mandate to oversee and administer elections. The ECI ensures that elections are conducted in a free, fair, and impartial manner, which is fundamental to the health of Indian democracy. It is responsible for enforcing the Model Code of Conduct to regulate the behavior of political parties and candidates during elections. The Commission also monitors campaign financing, ensuring transparency and accountability. Moreover, by facilitating voter education and participation initiatives, the ECI empowers citizens to engage meaningfully in the electoral process. Overall, the Election Commission is vital in safeguarding the democratic process and upholding the rule of law in elections.

Q3: Evaluate the impact of political party dynamics on the electoral process in India.

Answer: Political party dynamics significantly impact the electoral process in India, shaping not only election outcomes but also the broader political landscape. The multi-party system allows for a diversity of voices and ideologies, facilitating representation for various societal segments. However, party competition can also lead to polarization and fragmentation, complicating coalition politics and governance. The rise of regional parties has brought local issues to the forefront, influencing national narratives and policy discussions. Furthermore, internal party dynamics, including leadership struggles and factionalism, can affect candidate selection and campaign strategies. Understanding these dynamics is crucial for analyzing electoral trends and their implications for governance in India.

Previous Year Questions on Electoral System

1. UPSC CSE Prelims 2021:

Question: Which electoral system is primarily used for Lok Sabha elections in India?

A) Proportional representation
B) First-past-the-post
C) Single transferable vote
D) Open list

Answer: (B)

Explanation: The first-past-the-post system is primarily used for Lok Sabha elections in India.

2. UPSC CSE Mains 2019 (GS Paper 1):

Question: "Assess the impact of the electoral system on the political landscape of India." Discuss the challenges faced by the electoral process.

Answer: The electoral system in India, characterized by the first-past-the-post mechanism, significantly impacts the political landscape by influencing party competition and representation. While it allows for stable governance and clear election outcomes, it also presents challenges, such as the potential for underrepresentation of smaller parties and minority interests. Voter disenfranchisement and tactical voting can undermine the legitimacy of the electoral process. Furthermore, issues such as electoral malpractices, corruption, and the influence of money and muscle power challenge the integrity of elections. Addressing these challenges is crucial for strengthening democratic principles and ensuring fair representation in the political sphere.

*The article might have information for the previous academic years, please refer the official website of the exam.
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