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SEBI GRADE A Subject Wise Books for Exam Preparation 2021

Updated On -

Nov 15, 2020

SEBI stands for the Securities and Exchange Board of India was established in 1992 by the government of India. It recruits eligible candidates for the post of Assistant Manager. The candidates can apply online for the exam on their official website and have to clear the eligibility criteria. The candidates need to have proper knowledge about the exam pattern and syllabus before deciding the books needed to prepare for the exam.

Get FREE SEBI Grade A 2021 Mock Tests, Sectional Quiz, Previous Years Papers. Click Here

SEBI written examination is conducted in two phases- phase 1 and phase 2. In the stages of exams for the SEBI, candidates need to clear the two most essential sections which are as follows:

  • The written test
  • The interview round
SEBI Highlights

SEBI GRADE A Subject: Highlights

Organization Name Security and Exchange Board of India.
Name of the post General Steam, Legal, IT Engineer, etc.
Number of Vacancies 147 (officially)
Starting date of application form 20th May 2020
Last date of application form 31st July 2020 (Re-extended to 31st October 2020)
Apply mode Online
Examination date for phase-1 17th January 2021
Examination date for phase-2 27th February 2021
Job location Anywhere in India
Official website www.sebi.gov.in
Syllabus Phase 1

Syllabus For SEBI Grade A: Phase 1

The candidates must correct the syllabus for the preparation as it helps to focus on the weak sections. Here is a list of syllabus provided for SEBI Grade A-

Subject Topics
General knowledge
  • General Science I
  • Indian history
  • famous places in India
  • Invention and discoveries
  • Literature
  • Countries and capital
  • Geography
  • Civics
  • Indian economy
  • Biology
  • Indian parliament
  • Sports
  • Famous days and dates
  • Heritage tourism
English
  • Substitution
  • Spotting error
  • Fill in the blank
  • Passage completion
  • Error correction
  • Para correction
  • Synonyms and antonyms
  • Prepositions
  • Idioms and phrases
Reasoning ability
  • Nonverbal series
  • coding-decoding
  • Number ranking
  • Decision making
  • Data interruption
  • Clock and calendars
  • Cubes and dice
  • Analog alphabet
  • Series
  • Directions
  • Statement and conclusion.
Aptitude
  • Banker's discount
  • Volume and surface area
  • Computer interest
  • Chain rule
  • Stock and Share
  • Problem on ages
  • Ratio and proportion
  • Number average
  • Height and distance
  • Permutation and combination
  • Boats and streams
  • Simple interest
  • Probability
  • Area
Books Phase 1

Recommended books for SEBI Grade A: Phase 1

It is important to prepare for the SEBI from the right books, to score well the correct books for preparations are important. Here is a list of important books that will help the candidates to clear the SEBI Grade A exams

Section Books Author/Publisher
General Awareness Banking Awareness Handbook of Banking Information N.S. Toor
Banking Awareness Arihant Experts
Static GK General Knowledge A. P. Bhardwaj
Lucent General Knowledge Dr. Binay Karna & R. P. Suman
Banking Awareness N K Gupta and IBC Academy Publications
English Language High School English Grammar and Composition Wren and Martin
Objective General English R. S. Aggarwal and Vikas Aggarwal
Word Power Made Easy Norman Lewis
English for Bank Exams S. Chand Publishing
Quantitative Aptitude Quantitative Aptitude for Competitive Examinations RS Aggarwal/ S Chand Publishing; Revised edition
Quantitative Aptitude for All Competitive Examinations Abhijit Guha/ McGraw Hill Education;
Quantitative Aptitude & Data Interpretation Disha Publication; Third edition
Data Interpretation Arun Sharma
Quantum Cat Sarvesh Kumar Verma
Reasoning Ability A Modern Approach to Verbal Reasoning R. S. Aggarwal
Analytical Reasoning M. K. Pandey
How to Crack Test of Reasoning Jaikishan and Premkishan
A New Approach to REASONING Verbal & Non-Verbal B.S. Sijwali and Indu Sijwali
Syllabus Phase 2

Syllabus For SEBI Grade A: Phase 2

The candidates must have proper knowledge about the correct syllabus. So here is a list of the syllabus for phase 2-

Subjects Topics
Economics and Social Issues
  • Market Structures, Demand, and Supply, National Income: Classical & Keynesian Approach Determination of output and employment, Concepts and Measurement Consumption Function, Investment Function, Demand and Supply for Money, IS-LM, Inflation, Multiplier and Accelerator, and Phillips Curve, Business Cycles
  • Foreign Exchange Markets, Inflation, Monetary and Fiscal Policy, Balance of Payments, Non-banking Financial Institutions.
Commerce & Accountancy
  • Accounting as a financial information system;
  • Inventories, Revenue Recognition, Accounting Standards with specific reference to Accounting for Depreciation, Foreign Exchange Transactions, Fixed Assets, and Investments.
  • Financial statement analysis; Cash Flow Statement, Fund flow statement, And Ratio analysis;
  • Right Shares, And Accounting for Share Capital Transactions including Bonus Shares.
  • Employees Stock Option and Buy-Back of Securities.
  • Preparation and Presentation of Company Final Accounts.
Management
  • Management: its nature and scope; Planning, Organization, Staffing, Directing and controlling; The Management Processes; The Role of a Manager in an Organization.
  • Leadership: The Tasks of a Leader; Leadership Theories; A successful Leader versus an effective Leader, Leadership Styles.
  • Human Resource Development: Concept of HRD; Goals of HRD; Feedback and Performance Counselling – Career Planning – Performance Appraisal – Potential appraisal and development Training and Development – Rewards – Employee Welfare. Motivation, Incentives, Morale: How Managers Motivate; Concept of Morale; Theories of Motivation; Role of Incentives in Building up Morale.
  • Communication Channels; Oral versus Written Communication; Verbal versus non-verbal Communication; Communication: Steps in the Communication Process; upward, downward and lateral communication; Role of Information Technology, Barriers to Communication,
  • Corporate Governance: Mechanisms of Corporate Governance, Factors affecting Corporate Governance.
Finance & Management
  • Financial System:
    • Capital Market, And Money Market.
    • Reserve Bank of India- Banking System in India, Financial Institutions – SIDBI, EXIM, NABARD, NHB, etc., functions, and conduct of monetary policy,
    • SEBI – Role, And functions.
    • Know Your Client Framework
    • Prevention of Money Laundering
  • Financial Markets:
    • Functions, instruments, recent developments, Primary and Secondary Markets (Forex, Money, Bond, Equity, etc.).
  • General Topics:
    • Changing Landscape of Financial sector
    • Portfolio Investment, Recent Developments in the Financial Sector, And Public Sector Reforms, Disinvestments
    • Page 21 of 25 of Risk Management in the Financial Sector.
    • Basics of Derivatives: Forward, Futures, and Swap
    • Financial Inclusion- use of technology
    • Alternate source of finance, Public-Private Partnership, And private and social cost-benefit.
    • The Union Budget; Non-tax sources of Revenue, GST, Direct and Indirect taxes; Thirteenth Finance Commission, and GST, Finance Commission, Fiscal Responsibility and Budget Management Act (FRBM), Fiscal Policy.
    • The role of e-governance in addressing the problems of corruption and inefficiency in the government sector, And Corporate Governance in the Financial Sector.
    • Inflation: Trends, estimates, consequences, Definition, and remedies (control): CPI – components, WPI, and trends.
Costing
  • Introduction to Cost and Management Accounting, Objectives, and Scope of Cost and Management Accounting, Overview of Cost and Management Accounting
  • Methods of Costing – Single Output/ Unit Costing, Job Costing, Contract Costing, Process/ Operation Costing, Batch Costing, Costing of Service Sectors.
  • Basics of Cost Control and Analysis – (i) Marginal Costing, (ii) Standard Costing,(iii) Budget and Budgetary Control.
  • Lean System and Innovation:- Introduction to Lean System, Just-in-Time (JIT), Kaizen Costing, 5 Ss, Total Productive Maintenance (TPM), Cellular Manufacturing/ One-Piece Flow Production Systems, Six Sigma (SS), Introduction to Process Innovation and Business Process Re-engineering.
Books Phase 2

Recommended books for SEBI Grade A: Phase 2

The candidates need to know the correct and important books for preparation so that they are not confused and can prepare for the SEBI Grade A Paper.

Here is a table of recommended books for Economics, Commerce & Accountancy, Management, Finance & Management, and Cost.

Section Books and Author/Publisher
Economics
  • NCERT Books
  • Union Budget & Economic Survey.
  • Indian Economy for Civil Services, Universities, and Other Examinations - Ramesh Singh
  • Indian Economy For UPSC Civil Services, State Services, UGC, University, College UG & PG Exams - Madhur M. Mahajan
  • Indian Economic Development Since 1947 - Uma Kapila
  • Indian Economy - Gaurav Datt and Ashwani Mahajan
  • Indian Economy - Principles, Policies, and Progress - Sri Ram Srirangam & Manish Kumar
  • Indian Economy - Mishra Puri.
Commerce & Accountancy
  • Corporate Accounting - Naseem Ahmed
  • Students' Guide to Accounting Standards - Dr. D.S. Rawat
  • Commercial's Accounting Standards - Ravi Kanth Miriyala
  • Indian Accounting Standards - Dolphy D’Souza
Management
  • Principles of Management – Harold Koontz
  • Financial Management – Prasanna Chandra Principles and Practices of Management – L N Prasad
  • Financial Management, Theory, and Practice - Prasanna Chandra
  • Management Accounting - R.S.N. Pillai & Bhagavati
  • Principles of Management -McGraw Hills
Finance & Management
  • Financial Management – Prasanna Chandra Principles and Practices of Management – L N Prasad
  • Indian Financial System – Bharati V Pathak
  • Organizational Behaviour - S P Robbins
  • Principles of Management – Harold Koontz
  • IGNOU Notes for Organisational Behaviour
Costing
  • Cost Accounting: Method & Problems - B.K. Bhar
  • Cost Accounting - N.K. Prasad & A.K. Prasad
  • Cost Accounting – Theory & Practices - Bhabatosh Banerjee
  • Principles and Practice of Cost Accounting - Asish Bhattacharya
  • Studies in Cost Management - S.N. Maheshwari
SEBI Grade A FAQs

FAQ’s

Ques. What are the basic eligibility criteria for the SEBI exam?

Ans. The basic eligibility criteria for the SEBI exam is that the candidate must be a graduate and must have attained the age of 21 years.

Ques. What is the mode of application for the SEBI exam Phase 1 and Phase 2?

Ans. The candidates have to apply online for the SEBI exam.

Ques. How can the candidates check their results?

Ans. The candidates can check their result by following the steps-

  • Candidates can check the official website
  • Go to the results page
  • Fill up the roll number and password
  • The results will be displayed and can be downloaded

Ques. What is the age criteria for the SEBI Grade A exam?

Ans. The candidates must be above the age of 21 years and below the age of 50 years

Ques. In which language is the question paper given?

Ans. The exam is given in both Hindi and English languages, leaving aside the language paper.

*The article might have information for the previous academic years, please refer the official website of the exam.

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